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Who does your
financial advisor serve?
At highWAY Financial
Networks, we realize that your world revolves around more than
making money. But managing your money wisely gives you
freedom to invest in the things you care about . . .
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Providing for
family
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Serving your
community
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Touching our
world
In most investment
firms, brokers are compensated based upon transaction --- if you
buy, there's a commission; if you sell, there's a commission.
In fact, it is to a broker's advantage for you to make as many
transactions as possible --- even if it's not in your best
interest. They have one primary goal in mind --- managing
your money i a way that creates income for the firm and
representative, then for the client. In fact, the SEC
requires brokerage firms to include the line, "Our interest many
not be the same as yours"* in their communications material.
*Source SEC final
rule release No. 4-51523, "Certain Broker-Dealers Deemed Not To
Be Investment Advisors," page 44.
Link to -
www.sec.gov/rules/final/34-51523.pdf.
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